You are charged a commission for the sale of company stock at the following rates:

Please note that unless you have elected differently, when RSUs vest, shares are automatically sold to cover your tax liability. The online commission rate is applied to this sale. If you are a level 1-4 employee, the commission on this transaction is waived.

You are not charged commission to simply speak with a broker, nor are you charged commission to exercise and hold your stock options.

*The Securities and Exchange Commission (SEC) assesses a fee for transactions. The current rate is $0.0234 per $1,000 of principal for each trade.

Other Fees

** There is no charge to consolidate assets with Schwab. Download special Amazon Transfer of Assets form if you wish to consolidate Amazon shares from your RSU account at Smith Barney. You must use this form to request Schwab process a DTC transfer to avoid being charged an exit fee by Smith Barney. You may download our standard Transfer of Assets form if you wish to consolidate assets at Schwab from any other broker.